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Example of past Regulation, Risk & Compliance Delegates

 
ABBEY

Head Operational Risk

United Kingdom

ABN AMRO bank

Asset Management  Head Global Operational Risk Management

The Netherlands 

 

COO Group AML Compliance

 

ABN AMRO BANK

Head Operational Risk Process &  Tooling Information Security Assessment

United Kingdom

AEGON N.V 

Group Operational Risk

The Netherlands

Aletti Gestielle Sgr / Banco Popolare di Verona

Risk Management Head of IT

Italy

AMERICAN EXPRESS BANK 

VP, Head of Internal Control

United Kingdom

AVOX / Deutsche Börse Group

CEO  

United Kingdom

Alecson-Feld Consulting

Director  

Serbia

American Express Bank  

Director Internal Control  

United Kingdom

Banca Antonveneta

Head of Credit Risk

Italy 

Bank of Ireland

Head of IT Risk & Compliance

Ireland

Banca Intesa S.p.A. 

Group Head of Ops Risk

Italy

Bank of Cyprus Public Co 

Group General Manager Risk Management

Cyprus

BAYERN LB

SVP

Germany

BLUE PLANET INVESTMENT MANAGEMENT LTD 

Compliance Officer

United Kingdom

 

MRLO & In-House Solicitor

 

BNL     

Operational Risk Manager  

Italy

Brevan Howard 

Compliance Officer Asset Management

The Netherlands

Capitalia S.p.A. 

Risk Analyst  

Italy

Citigroup 

Senior Vice President

United Kingdom

Deutsche Bank AG 

Head of Operational Risk Management Europe

Germany

DZ BANK AG 

Head Finance & Compliance

United Kingdom

European Investment Bank 

Head Operational Risk

Luxemburg

Eurizon Capital sgr

Head of Risk Management 

Italy

Fidelity International

Executive Director

United Kingdom

Finansbank Holland N.V.

VP  ITC Division Europe

The Netherlands

FRIENDS PROVIDENT LIFE & PENSIONS LTD

Compliance Technical Manager

The Netherlands

Groupe Caisse d’Epargne

Head Operational Risk

France

HSBC Bank Plc 

Senior Manager Performance, Risk & Control

United Kingdom

HSBC Private Bank (Suisse) SA

Director Operational IT 

Switzerland

Infrassure Ltd 

Chief Risk Officer

Switzerland

InterEuropa Bank

Executive Director 

Hungary

Investcorp Bank B.S.C. 

Principal  

Bahrain

JP Morgan

Managing Director Head of Markets Compliance

United Kingdom 

 

COO for European Equities

 

LV

Group Risk Director

United Kingdom

Mitsubishi UFJ

Managing Director Internal  

United Kingdom

Securities                                  
INTERNATIONAL PLC

Control & Quality Assurance

United Kingdom

Morgan Stanley

Head of European IT Regulatory Risk

United Kingdom

Nomura International 

Head of Risk & Control

United Kingdom

NORDEA BANK AB    

SVP Head Group Operational  
Operational Risk Management

The Netherlands

Northern Trust  

Division Head - Operations Control 

United Kingdom

Raiffeisen Zentralbank  AUSTRIA

OpRisk Controller 

Austria

Ras Asset Management   

Head of Risk Management and Performance

Italy

Royal & Sun Alliance Insurance Plc

Director of Operational & Financial Risk

United Kingdom

Skandinaviska Enskilda Banken AB / SEB

Group Head of Ops Risk 

Sweden

Svenska Handelsbanken AB

Head of Ops Risk

Sweden

Swedbank

Head of Compliance, Ops Risk & Security

Sweden

TrygVesta 

Group Head of Risk Analysis

Denmark

UBS Wealth Management 

Director Information Risk Control  

United Kingdom

union IT-Services  

Head of Business Services Investment

Germany

UBS AG

Executive Director

Switzerland

 

Business Continuity Management 

 

UBS Global Asset Management 

Director    

United Kingdom

Zurich Financial Services 

CRO Europe 

Switzerland